Sarbanes-Oxley Act FAQ

Sarbanesoxleyactfaq

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Section 2

Section 301

Section 302

Section 403

 

Section 301

Question 2:   Will the rules relating to Section 301 apply to issuers whose securities are traded on the over-the-counter bulletin board market?

Answer:   No. Securities traded on the over-the-counter bulletin board market currently are not considered listed securities.

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